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Certificate in AI and Agents in Finance

Certificate in AI and Agents in Finance

Application closes 15th Oct 2026

Certificate Outcomes

Master AI-driven financial strategy

Drive strategic decision-making with AI and agentic AI in finance

  • Map the AI landscape in finance, identifying applications of data science, GenAI, and Agentic AI

  • Analyse financial datasets and communicate insights effectively for financial decision-making

  • Gain practical understanding of ML workflows and how Generative AI can augment predictive models

  • Apply forecasting techniques and translate outputs into clear management narratives

  • Evaluate the foundations of data-driven trading and systematic investment decisions

  • Understand the FinTech ecosystem and use modern AI-native builder tools to prototype MVPs

Earn a Certificate of Completion from IIT Bombay

  • #2 in India

    #2 in India

    QS World University Rankings, 2026

  • #28

    #28

    QS Rankings in Engineering & Technology, 2025

  • #3

    #3

    NIRF India Rankings 2025

Key Certificate Highlights

Why choose AI and Agents in Finance?

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    No Technical Prerequisites

    Designed specifically for finance professionals. No prior coding, engineering, or technical background is required to register and succeed in this program.

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    Hands-on Project Learning

    Build practical skills in developing Generative AI applications and autonomous financial agents using hands-on projects and industry-standard builder tools.

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    FinTech Product Prototyping

    Learn to conceptualise, design, and prototype AI-enabled financial products to address complex, real-world business and FinTech market challenges.

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    Finance-First Curriculum

    Master practical skills in applying AI, Machine Learning, Generative AI, and autonomous agents tailored directly to industry-standard financial use cases.

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    Responsible AI Integration

    Develop a strong understanding of responsible AI principles, model risk, fairness, ethics, and governance standards woven throughout the curriculum.

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    Dedicated Programme Support

    Receive personalised assistance and guidance from a dedicated Programme Manager to support you throughout your entire 5-month learning journey.

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    Weekly Live Faculty Sessions

    Learn directly from IIT Bombay faculty in weekly live interactive sessions featuring deep concept learning, hands-on practice, and query resolution.

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    IIT Bombay Campus Immersion

    Participate in an exclusive on-campus immersion at IIT Bombay for direct faculty interaction, hands-on collaboration, and peer networking.

Skills you will learn

Financial Data Analytics

Machine Learning for Finance

Python for Finance (Colab)

Time Series Forecasting

Financial Data Visualisation & Dashboards

Generative AI

Prompt Engineering

RAG for Financial Documents

Multi-Agent Orchestration

Financial NLP

AI-Assisted Investment Research

Backtesting & Performance Evaluation

No-Code & AI-Native Prototyping

AI Product Design for FinTech

Agentic Risk & Human Oversight

Model Risk & Validation

AI Governance & Regulatory Compliance

Financial Data Analytics

Machine Learning for Finance

Python for Finance (Colab)

Time Series Forecasting

Financial Data Visualisation & Dashboards

Generative AI

Prompt Engineering

RAG for Financial Documents

Multi-Agent Orchestration

Financial NLP

AI-Assisted Investment Research

Backtesting & Performance Evaluation

No-Code & AI-Native Prototyping

AI Product Design for FinTech

Agentic Risk & Human Oversight

Model Risk & Validation

AI Governance & Regulatory Compliance

view more

  • Overview
  • Learning Path
  • Curriculum
  • Projects
  • Tools
  • Faculty
  • Fees

Who is the certificate for?

The certificate course has been crafted for users with the following objectives.

  • Banking, Finance and Insurance Professionals

    Finance professionals looking to apply ML, forecasting, and GenAI to credit scoring, risk modeling, and predictive underwriting.

  • Investment & Trading Experts

    Portfolio managers and equity research analysts wanting to use LLMs for market research, sentiment analysis, and systematic trading.

  • Senior Financial Leaders

    Executives and heads of business seeking to evaluate AI investments, manage model risks, and establish robust governance systems.

  • FinTech Product Managers

    Founders and PMs aiming to design AI-enabled financial services and prototype agentic MVPs using no-code developer tools.

  • AI, Data, and Technology Professionals in BFSI

    Professionals in BFSI who want to apply Machine Learning, Generative AI, and Agentic AI to real-world financial use cases.

Experience a unique learning journey

  • Online Application & Screening

    Complete a simple online application form and go through a mandatory screening call with the registration office.

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  • Foundational & AI Concepts

    Master the foundations of data science, classical Machine Learning, and Generative AI applications tailored specifically to financial data.

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  • Weekly Live & Hands-on Building

    Attend weekly live interactive sessions with IIT Bombay faculty and build predictive models, RAG pipelines, and multi-agent workflows.

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  • Product Prototyping & Governance

    Use AI-native builder tools to prototype FinTech products and present an application-oriented Capstone Project during your campus immersion.

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Comprehensive curriculum

Designed by IIT Bombay faculty and industry experts, the curriculum equips learners with advanced skills in AI, Generative AI, agentic systems, and financial analytics. Learners gain hands-on experience through live sessions, projects, and a capstone, bridging financial intuition with analytical methods.

  • Live sessions

    Faculty-led interaction

  • Capstone

    Industry-relevant project

Module 1: Foundations of AI and Data Science in Finance

This module builds a foundational understanding of how AI and data science support modern financial decision-making. By the end, learners understand the scope of data science, Generative AI, and Agentic AI applications in finance and gain initial hands-on exposure to financial analytics and prompting.

Topics Covered:

• Evolution of data-driven finance • AI landscape in finance: Classical ML, Generative AI, and Agentic AI • Types of financial data: market, macroeconomic, transaction, and alternative data • Overview of financial data pipelines and APIs • Introduction to Python • Prompt Engineering fundamentals for finance applications • Analysis of returns, volatility, and drawdowns

Module 2: Generative and Agentic AI for Finance

This module introduces learners to the foundations, architectures, use cases, and risks of Generative AI and Agentic AI in financial services. Learners understand how these systems are designed, grounded, evaluated, and deployed responsibly in financial applications.

Topics Covered:

• How LLMs work and the role of Prompt Engineering • Structured output generation and critical risks such as hallucination, data leakage, and non-deterministic outputs • RAG architecture for grounding LLMs in regulatory, policy, and financial documents • ReAct framework for auditable financial reasoning • Agent components: tools, memory, planning, and execution • Multi-agent orchestration for complex financial workflows • Risks specific to agentic systems: infinite loops, compounding errors, and conflicting outputs • Human-in-the-loop principles for financial applications

Module 3: Financial Data Analytics and Visualisation

This module enables learners to explore, summarise, and visualise financial data effectively, so they can analyse and communicate insights from financial datasets.

Topics Covered:

• Time series fundamentals for finance • Data cleaning and preprocessing • Feature engineering: rolling averages, momentum, and volatility indicators • Visual analytics for business and finance audiences • Dashboard design for financial insights

Module 4: Machine Learning for Finance

This module introduces practical Machine Learning methods through finance use cases and clarifies how ML and Generative AI can be combined responsibly. Learners gain a working knowledge of ML workflows in financial contexts and understand how Generative AI can augment, but not replace, validated predictive models.

Topics Covered:

• Supervised learning: regression and classification • Credit risk scoring and loan default prediction • Fraud detection fundamentals • Predictive analytics for asset returns and signals • ML and Generative AI for loan underwriting • Responsibility boundaries: ML for calculations and prediction; LLMs for communication, reasoning support, and reporting • Model evaluation in finance • Overfitting, leakage, and backtesting pitfalls • Feature importance and model interpretability

Module 5: Time Series and Forecasting

This module provides a practical understanding of financial forecasting techniques and the use of Generative AI for communicating forecast results. Learners understand when forecasting helps, when it can mislead, and how forecast outputs can be translated into clear management narratives.

Topics Covered:

• Forecasting versus decision-making • Time series decomposition intuition • ARIMA and related forecasting frameworks • Volatility modelling overview • Machine Learning-based forecasting approaches • Limitations of forecasts in financial markets • Generative AI for executive narrative generation, board-level commentary, and automated reporting • Basic NLP on financial text: earnings calls, filings, news, etc.

Module 6: AI in Trading and Asset Management

This module exposes learners to quantitative investing, trading workflows, and the role of LLMs in investment research. Participants understand the foundations of data-driven trading and investment decisions and how LLMs may support the research phase without replacing quantitative validation.

Topics Covered:

• Overview of systematic trading • Momentum and mean reversion strategies • Basics of backtesting and performance evaluation • Portfolio construction and risk-return trade-os • Role of AI in asset management • LLM-assisted financial research and literature synthesis • Hypothesis generation and AI-assisted what-if analysis

Module 7: FinTech, AI Product Design, and AI-Native Builder Stack

This module connects data science methods with business and product applications in FinTech and introduces participants to modern AI-native tools for rapid product development. Participants understand the FinTech ecosystem, can conceptualise AI-enabled financial products, and gain exposure to tools and workflows used to build and launch MVPs.

Topics Covered:

• AI applications in payments, lending, insurtech, wealthtech, and neobanks • FinTech ecosystem: global and Indian landscape, verticals, and competition with incumbents • Business models: unit economics, CAC, LTV, and monetisation basics • Product thinking and AI-assisted product specification workflows • Embedded finance and AI-native financial products • AI-native builder stack: no-code tools, chatbot and agent tools, workflow automation, databases, backends, and AI reasoning tools • MVP development: assembling tools to design and prototype FinTech products without a large engineering team • The AI-first product shift: from execution bottlenecks to direction, domain judgement, and verification of AI outputs • Cost, latency, and build-versus-buy: token costs at scale, when a rules engine beats an LLM, and fine-tune versus RAG vs. prompt

Module 8: Risk, Ethics, and Regulation

This module introduces governance and responsible AI considerations in finance and allows participants to present an integrated, application-oriented project. Participants appreciate the constraints and responsibilities associated with AI in finance and demonstrate their ability to apply the course concepts to a practical use case.

Topics Covered:

• Model risk and validation • Explainability and transparency • Bias, fairness, and responsible AI • Regulatory considerations in financial applications • Governance challenges in Agentic AI • Accountability chains, audit trails, and human oversight • Capstone Project presentations

Note: The curriculum listed above are indicative and subject to updates as technology evolves.

Work on hands-on projects and case studies

Gain hands-on experience with real-world case studies using industry-relevant technologies

  • Capstone

    Industry-relevant project

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AI and agentic finance

Agentic Research Assistant

Description

Build an intelligent research assistant that decides whether to retrieve information from annual reports, internal research notes, or live financial APIs before answering complex analytical questions

Skills you will learn

  • Agentic RAG
  • Dynamic Tool Selection
  • Long-Context Reasoning
  • Memory Management
  • Multi-Hop Question Answering
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Investment research

"Portfolio Research" Agent

Description

Build an autonomous investment research agent that searches the latest market news, retrieves company financials, performs sentiment analysis, and generates a buy/hold/sell recommendation with supporting evidence.

Skills you will learn

  • Tool Usage (Financial APIs)
  • ReAct Framework
  • Agent Planning
  • Financial Data Retrieval
  • Structured Output
  • Prompt Engineering
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Market sentiment

Financial Sentiment Analyzer

Description

Build an AI application that analyses financial news, earnings call transcripts, or social media posts to classify market sentiment as Positive, Neutral, or Negative, and generate a concise explanation for its prediction.

Skills you will learn

  • Prompt Engineering
  • Financial NLP
  • Sentiment Analysis
  • LLMs
  • Structured Output
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M&A due diligence

Automated Due Diligence Pipeline

Description

Develop a multi-agent due diligence system for mergers and acquisitions. Individual agents analyse financial statements, legal documents, compliance risks, and market positioning before generating a consolidated due diligence report.

Skills you will learn

  • Multi-Agent Systems
  • Document Intelligence
  • Financial Statement Analysis
  • AI Report Generation
  • Workflow Automation
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Financial news analysis

Market News Intelligence Agent

Description

Build an AI agent that continuously monitors financial news, identifies the most important events, analyses market sentiment, and prepares a daily investment briefing.

Skills you will learn

  • News APIs
  • Agentic Workflows
  • Prompt Engineering
  • Sentiment Analysis
  • Structured Output
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AUDITING

KYC and AML Screening Pipeline

Description

Build a multi-agent onboarding pipeline that extracts entity details from customer documents, screens them against sanctions and politically exposed person lists, reasons through partial and near-match hits, and produces a structured KYC report with a full audit trail.

Skills you will learn

  • Multi-Agent Systems
  • Document Intelligence
  • Structured Output
  • Agentic Reasoning
  • Audit Trails and Human Oversight
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CREDIT SCORING

AI Credit Decisioning and Explainability

Description

Take the output of a credit scoring model, including its feature-importance values, and generate a structured credit memo carrying a recommendation, its rationale, and a human-readable explainability narrative — then evaluate that narrative against the underlying model output to test whether it holds up.

Skills you will learn

  • Model Interpretability
  • Explainable AI
  • Structured Output
  • Prompt Engineering
  • Responsible AI in Credit Decisions

Note: The projects listed above are indicative and subject to updates to the curriculum.

Tools and Technologies Covered

Gain hands-on experience with top finance and AI tools to optimize models and build innovative solutions

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    Python

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    Google Colab

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    Pandas

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    Scikit-Learn

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    plotly

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    Streamlit

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    LangChain

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    Pydantic AI

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    Chroma

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    SQLite

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    tavily

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    Model Context Protocol (MCP)

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    FastAPI

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    Github

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    Docker

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    bubble

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    Glide

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    Voiceflow

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    botpress

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    Zapier

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    n8n

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    Airtable

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    supabase

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    ChatGPT

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    Claude

Note: The tools listed above are indicative and subject to updates as technology evolves.

Learn from IIT Bombay faculty

Learn from IIT Bombay faculty with deep expertise in statistics, finance, entrepreneurship and AI

  • Prof. Sudeep R. Bapat

    Prof. Sudeep R. Bapat

    Assistant Professor
    SJM School of Management, IIT Bombay
    Ph.D. | University of Connecticut

    Over 6 years of experience in teaching and research

    Ph.D in Statistics, University of Connecticut

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  • Prof. Ramesh Kuruva

    Prof. Ramesh Kuruva

    Faculty Desai Sethi School of Entrepreneurship, IIT Bombay

    Co-founded and led YNOS Venture Engine and co-founded One9 Founders

    Expert in VC contracts, VC valuation & exits, FinTech and AI training

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  • Prof. Arunselvan Ramaswamy

    Prof. Arunselvan Ramaswamy

    Associate Professor, IEOR, IIT Bombay

    Specializes in RL, statistical learning, ML and robust AI systems.

    PhD from the IISc, led ML collaborations with Red Hat, ABB & Porsche.

    Know More
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Course Fee

Invest in your career

  • benifits-icon

    Gain hands-on experience with Generative AI and agentic workflows in finance.

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    Learn from IIT Bombay faculty with live sessions and campus immersion.

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    Work on real-world projects and a capstone to build your portfolio.

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    No coding background required, designed for finance professionals.

Take the next step

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Apply to the course now or schedule a call with our advisors

Get started with your application

Application closes: 15th Oct 2026

Application closes: 15th Oct 2026

Talk to our advisor for further course details

Registration process

Admissions close once the required number of participants enroll. Apply early to secure your spot

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    Application

    Interested candidates can apply by filling out a simple online application form.

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    Interview Process

    Go through a mandatory screening call with the registration office.

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    Offer of Registration

    Selected candidates will receive an offer letter. They must pay the registration fee to confirm their seat and complete the registration.

Eligibility Criteria

  • Applicants must hold a Bachelor's degree (in any discipline) from a recognised university with a minimum aggregate of 50% (or equivalent CGPA). No prior coding or engineering background is required.

Got more questions? Talk to us

Connect with our advisors and get your queries resolved

Speak with our expert +918046802036 or email to iitb-aifinance@greatlearning.in

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